Internal audits are essential for identifying compliance gaps and ensuring that your firm operates within regulatory frameworks. This course will guide you through the process of conducting effective internal audits, helping you assess your firm's compliance with legal, financial, and ethical standards.
Learn the steps involved in planning and executing audits, from gathering data to analyzing risks and implementing corrective actions. With practical tools and strategies, you'll gain the skills needed to strengthen your firm's compliance, identify potential issues before they become problems, and maintain a culture of continuous improvement.
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