Conflicts of Interest: The Overlooked Cornerstone of Effective Compliance

Conflicts of interest are often an overlooked but critical aspect of compliance. This course highlights the importance of identifying, managing, and mitigating conflicts of interest to protect your firm’s integrity and maintain regulatory compliance

Learn how to spot potential conflicts early, implement effective policies, and ensure transparency in decision-making. With practical insights and case studies, you’ll gain the skills needed to navigate this complex issue and safeguard your firm from reputational and legal risks, making conflicts of interest a cornerstone of your compliance strategy.